Crypto Compliance Checklist Download — Free Implementation Resource
Download our free crypto compliance implementation checklist covering AML program setup, KYC procedures, transaction monitoring, sanctions screening, and regulatory filing requirements.
Crypto Compliance Implementation Checklist
Our compliance implementation checklist is the practical companion to our How to Build a Crypto Compliance Program guide. It provides a structured, actionable checklist that compliance officers can use to track implementation progress and ensure no critical requirements are missed.
What the Checklist Covers
Section 1: Regulatory Mapping
- Jurisdiction identification and regulatory requirement mapping
- Licensing and registration status tracking
- Regulatory obligation documentation
Section 2: Program Foundation
- Risk assessment completion checklist
- Compliance officer appointment and authority documentation
- Board and senior management governance requirements
- Budget and resource allocation
Section 3: Policies and Procedures
- AML/CFT policy requirements
- KYC/CDD procedure requirements
- Transaction monitoring procedure requirements
- Sanctions screening procedures
- SAR/STR filing procedures
- Travel Rule procedures
- Record retention policy
- Training policy
Section 4: Technology Implementation
- KYC/identity verification platform deployment
- Blockchain analytics/transaction monitoring deployment
- Sanctions screening system implementation
- Travel Rule compliance technology
- Case management system
- Regulatory reporting tools
Section 5: Operations
- Alert review procedures and SLAs
- Investigation workflow documentation
- SAR filing capability verification
- Training program completion
- Independent testing engagement
Section 6: Ongoing Compliance
- Annual risk assessment review schedule
- Policy review and update calendar
- Training refresh schedule
- Independent testing schedule
- Regulatory change monitoring
Download
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Additional Resources
- Getting Started with Crypto Compliance — Beginner’s guide
- How to Build a Crypto Compliance Program — Step-by-step implementation
- Crypto Compliance Definitive Guide — Comprehensive reference
- Compliance Technology Infrastructure — Technology selection
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